141.8K XNAS Volume
XNAS 20 Mar, 2025 2:11 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Sundeep Agrawal | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Oct 2024 | 50,000 | 50,000 | - | - | Employee stock option (right to buy) | |
| Sundeep Agrawal | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Sep 2024 | 205,000 | 205,000 | - | - | Employee stock option (right to buy) | |
| Harvey B. Joan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 65,000 | 65,000 (0%) | 0% | - | Common stock | |
| L. Cox James | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 65,000 | 65,000 (0%) | 0% | - | Common stock | |
| Glennon Michael J. | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 65,000 | 315,000 (0%) | 0% | - | Common stock | |
| E. Baxter Timothy | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 65,000 | 65,000 (0%) | 0% | - | Common stock | |
| M. Sparks Ronald | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 65,000 | 65,000 (0%) | 0% | - | Common stock | |
| Debra White | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 65,000 | 65,000 (0%) | 0% | - | Common stock | |
| Ronald M. Sparks | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jan 2023 | 450,000 | 450,000 | - | - | Employee stock option (right to buy) | |
| Michael J. Glennon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jan 2023 | 450,000 | 450,000 | - | - | Employee stock option (right to buy) | |
| James L. Cox | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jan 2023 | 450,000 | 450,000 | - | - | Employee stock option (right to buy) | |
| Debra White | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jan 2023 | 450,000 | 450,000 | - | - | Employee stock option (right to buy) | |
| Joan B. Harvey | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jan 2023 | 450,000 | 450,000 | - | - | Employee stock option (right to buy) | |
| Timothy E. Baxter | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jan 2023 | 450,000 | 450,000 | - | - | Employee stock option (right to buy) | |
| Michael J. Glennon | Director | Purchase of securities on an exchange or from another person at price $ 0.62 per share. | 05 Dec 2022 | 100,000 | 250,000 (0%) | 0% | 0.6 | 62,320 | Common Stock |
| Michael J. Glennon | Director | Purchase of securities on an exchange or from another person at price $ 0.64 per share. | 05 Dec 2022 | 88,000 | 150,000 (0%) | 0% | 0.6 | 56,082 | Common Stock |
| Michael J. Glennon | Director | Purchase of securities on an exchange or from another person at price $ 0.69 per share. | 05 Dec 2022 | 62,000 | 62,000 (0%) | 0% | 0.7 | 42,606 | Common stock |
| Michael Adam Gordon | General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2022 | 400,000 | 400,000 | - | - | Employee stock option (right to buy) | |
| Shaun ONeil | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.38 per share. | 04 May 2022 | 25,935 | 265,469 (0%) | 0% | 1.4 | 35,790 | Common stock |
| Dennis M. McGrath | President & CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.18 per share. | 28 Mar 2022 | 199,973 | 755,489 (1%) | 0% | 1.2 | 235,968 | Common stock |
| Lishan Aklog | Director, Chairman and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.18 per share. | 28 Mar 2022 | 79,636 | 176,277 (0%) | 0% | 1.2 | 93,970 | Common stock |
| Shaun O'Neil | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2022 | 300,000 | 300,000 | - | - | Employee stock option (right to buy) | |
| Shaun O'Neil | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.43 per share. | 22 Feb 2022 | 75,000 | 150,000 (0%) | 0% | 2.4 | 182,250 | Common stock |
| Dennis M. McGrath | President & CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Feb 2022 | 150,000 | 150,000 | - | - | Employee stock option (right to buy) | |
| Ronald M. Sparks | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Feb 2022 | 80,000 | 80,000 | - | - | Employee stock option (right to buy) | |
| Brian J. DeGuzman | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Feb 2022 | 50,000 | 50,000 | - | - | Employee stock option (right to buy) | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Feb 2022 | 200,000 | 200,000 | - | - | Employee stock option (right to buy) | |
| Michael J. Glennon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Feb 2022 | 80,000 | 80,000 | - | - | Employee stock option (right to buy) | |
| James L. Cox | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Feb 2022 | 80,000 | 80,000 | - | - | Employee stock option (right to buy) | |
| Debra White | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Feb 2022 | 80,000 | 80,000 | - | - | Employee stock option (right to buy) | |
| Timothy E. Baxter | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Feb 2022 | 80,000 | 80,000 | - | - | Employee stock option (right to buy) | |
| Joan B. Harvey | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Feb 2022 | 179,350 | 179,350 | - | - | Employee stock option (right to buy) | |
| Debra White | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Apr 2021 | 100,000 | 100,000 | - | - | Employee Stock Option (Right to Buy) | |
| Dennis M. McGrath | President & CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2021 | 150,000 | 955,462 (2%) | 0% | 0 | Common Stock | |
| Ronald M. Sparks | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2021 | 50,000 | 50,000 | - | - | Employee Stock Option (Right to Buy) | |
| David Weild | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2021 | 50,000 | 50,000 | - | - | Employee Stock Option (Right to Buy) | |
| Brian J. DeGuzman | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2021 | 50,000 | 50,000 | - | - | Employee Stock Option (Right to Buy) | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2021 | 150,000 | 1,255,913 (3%) | 0% | 0 | Common Stock | |
| Michael J. Glennon | Director, Vice Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2021 | 50,000 | 50,000 | - | - | Employee Stock Option (Right to Buy) | |
| James L. Cox | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2021 | 50,000 | 50,000 | - | - | Employee Stock Option (Right to Buy) | |
| David S. Battleman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2021 | 50,000 | 50,000 | - | - | Employee Stock Option (Right to Buy) | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.31 per share. | 18 Mar 2021 | 7,500 | 1,105,913 (2%) | 0% | 4.3 | 32,324 | Common Stock |
| Dennis M. McGrath | President & CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2020 | 250,000 | 791,704 (2%) | 0% | 0 | Common Stock | |
| Ronald M. Sparks | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2020 | 100,000 | 100,000 | - | - | Employee Stock Option (Right to Buy) | |
| David Weild | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2020 | 100,000 | 100,000 | - | - | Employee Stock Option (Right to Buy) | |
| Brian J. DeGuzman | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2020 | 50,000 | 50,000 | - | - | Employee Stock Option (Right to Buy) | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2020 | 250,000 | 1,098,413 (2%) | 0% | 0 | Common Stock | |
| Michael J. Glennon | Director, Vice Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2020 | 100,000 | 100,000 | - | - | Employee Stock Option (Right to Buy) | |
| James L. Cox | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2020 | 100,000 | 100,000 | - | - | Employee Stock Option (Right to Buy) | |
| David S. Battleman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2020 | 100,000 | 100,000 | - | - | Employee Stock Option (Right to Buy) | |
| Dennis M. McGrath | President & CFO | Purchase of securities on an exchange or from another person at price $ 1.09 per share. | 24 May 2019 | 5,000 | 529,000 (1%) | 0% | 1.1 | 5,429 | Common Stock |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.10 per share. | 23 May 2019 | 30,000 | 848,413 (2%) | 0% | 1.1 | 32,850 | Common Stock |
| Dennis M. McGrath | EVP & CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2019 | 500,000 | 524,000 (1%) | 1% | - | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2019 | 200,000 | 818,413 (2%) | 0% | 0 | Common Stock | |
| Ronald M. Sparks | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2019 | 200,000 | 200,000 | - | - | Employee Stock Option (Right to Buy) | |
| David Weild | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2019 | 200,000 | 200,000 | - | - | Employee Stock Option (Right to Buy) | |
| Brian J. DeGuzman | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2019 | 100,000 | 100,000 | - | - | Employee Stock Option (Right to Buy) | |
| Michael J. Glennon | Director, Vice Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2019 | 200,000 | 200,000 | - | - | Employee Stock Option (Right to Buy) | |
| James L. Cox | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2019 | 200,000 | 200,000 | - | - | Employee Stock Option (Right to Buy) | |
| David S. Battleman | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2019 | 200,000 | 200,000 | - | - | Employee Stock Option (Right to Buy) | |
| Dennis M. McGrath | EVP & CFO | 31 Dec 2018 | 12,000 | 0 | - | - | Subscription Rights (Right to Buy) | ||
| Dennis M. McGrath | EVP & CFO | 31 Dec 2018 | 12,000 | 12,000 | - | - | Series Z Warrants | ||
| Dennis M. McGrath | EVP & CFO | 31 Dec 2018 | 12,000 | 24,000 (0%) | 0% | 0 | Common Stock | ||
| Michael J. Glennon | Director, Vice Chairman | Other type of transaction at price $ 0.00 per share. | 26 Jun 2018 | 322,673 | 0 | - | - | Series Z Warrants | |
| Michael J. Glennon | Director, Vice Chairman | Other type of transaction at price $ 0.00 per share. | 26 Jun 2018 | 322,673 | 322,673 | - | - | Series Z Warrants | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | 12 Jun 2018 | 1,018 | 2,303 (0%) | 0% | 0 | Common Stock | ||
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | 12 Jun 2018 | 980 | 2,280 (0%) | 0% | 0 | Common Stock | ||
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 12 Jun 2018 | 12,450 | 363,313 | - | - | Series Z Warrants | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | 12 Jun 2018 | 1,018 | 0 | - | - | Subscription Rights (Right to Buy) | ||
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | 12 Jun 2018 | 1,018 | 1,018 | - | - | Series Z Warrants | ||
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | 12 Jun 2018 | 980 | 0 | - | - | Subscription Rights (Right to Buy) | ||
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | 12 Jun 2018 | 980 | 980 | - | - | Series Z Warrants | ||
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 12 Jun 2018 | 968,019 | 2,078,285 | - | - | Series Z Warrants | |
| Brian J. DeGuzman | Chief Medical Officer | Other type of transaction at price $ 0.00 per share. | 21 Dec 2017 | 645,346 | 645,346 (4%) | 4% | 0 | Common Stock | |
| Brian J. DeGuzman | Chief Medical Officer | Other type of transaction at price $ 0.00 per share. | 21 Dec 2017 | 645,346 | 0 (0%) | 4% | 0 | Common Stock | |
| Michael J. Glennon | Director, Vice Chairman | Other type of transaction at price $ 0.00 per share. | 21 Dec 2017 | 645,346 | 0 (0%) | 4% | 0 | Common Stock | |
| Michael J. Glennon | Director, Vice Chairman | Other type of transaction at price $ 0.00 per share. | 21 Dec 2017 | 645,346 | 645,346 (4%) | 4% | 0 | Common Stock | |
| Joshua R. Lamstein | None | Other type of transaction at price $ 0.00 per share. | 21 Dec 2017 | 79,560 | 163,177 (1%) | 0% | 0 | Common Stock | |
| Ira Scott Greenspan | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 22 Nov 2017 | 67,317 | 5,646,562 (40%) | 0% | 0 | Common Stock | |
| Ira Scott Greenspan | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 22 Nov 2017 | 67,317 | 5,646,562 | - | - | Warrants | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 22 Nov 2017 | 67,317 | 5,646,562 | - | - | Warrants | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 22 Nov 2017 | 67,317 | 5,646,562 (40%) | 0% | 0 | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | 22 Nov 2017 | 1,200 | 71,489 (0%) | 0% | 4.3 | 5,160 | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Nov 2017 | 601 | 69,339 (0%) | 0% | 0 | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Nov 2017 | 950 | 70,289 (0%) | 0% | 0 | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 15 Sep 2017 | 2,600 | 68,738 (0%) | 0% | 0 | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 Sep 2017 | 300 | 66,138 (0%) | 0% | 0 | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 Sep 2017 | 200 | 50,300 | - | - | Warrants | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 Sep 2017 | 100 | 50,400 | - | - | Warrants | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 6.66 per share. | 11 Sep 2017 | 100 | 65,838 (0%) | 0% | 6.7 | 666 | Common Stock |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 Sep 2017 | 300 | 65,738 (0%) | 0% | 0 | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 07 Sep 2017 | 400 | 65,438 (0%) | 0% | 0 | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 07 Sep 2017 | 850 | 65,038 (0%) | 0% | 0 | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 07 Sep 2017 | 300 | 50,100 | - | - | Warrants | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 07 Sep 2017 | 200 | 49,800 | - | - | Warrants | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 05 Sep 2017 | 800 | 49,600 | - | - | Warrants | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 05 Sep 2017 | 100 | 48,800 | - | - | Warrants | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 05 Sep 2017 | 100 | 48,700 | - | - | Warrants | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 05 Sep 2017 | 800 | 63,289 (0%) | 0% | 0 | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 05 Sep 2017 | 899 | 64,188 (0%) | 0% | 0 | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Aug 2017 | 1,200 | 46,500 | - | - | Warrants | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Aug 2017 | 200 | 46,700 | - | - | Warrants | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Aug 2017 | 1,700 | 48,400 | - | - | Warrants | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Aug 2017 | 200 | 48,600 | - | - | Warrants | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Aug 2017 | 1,412 | 60,289 (0%) | 0% | 0 | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Aug 2017 | 300 | 60,589 (0%) | 0% | 0 | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Aug 2017 | 1,600 | 62,189 (0%) | 0% | 0 | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Aug 2017 | 300 | 62,489 (0%) | 0% | 0 | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 Aug 2017 | 600 | 45,300 | - | - | Warrants | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 Aug 2017 | 900 | 58,877 (0%) | 0% | 0 | Common Stock | |
| Dennis M. McGrath | EVP & CFO | Purchase of securities on an exchange or from another person at price $ 4.24 per share. | 24 Aug 2017 | 1,000 | 12,000 (0%) | 0% | 4.2 | 4,243 | Common Stock |
| Dennis M. McGrath | EVP & CFO | Purchase of securities on an exchange or from another person at price $ 4.17 per share. | 24 Aug 2017 | 500 | 9,500 (0%) | 0% | 4.2 | 2,087 | Common Stock |
| Dennis M. McGrath | EVP & CFO | Purchase of securities on an exchange or from another person at price $ 4.19 per share. | 24 Aug 2017 | 500 | 10,000 (0%) | 0% | 4.2 | 2,094 | Common Stock |
| Dennis M. McGrath | EVP & CFO | Purchase of securities on an exchange or from another person at price $ 4.24 per share. | 24 Aug 2017 | 500 | 10,500 (0%) | 0% | 4.2 | 2,120 | Common Stock |
| Dennis M. McGrath | EVP & CFO | Purchase of securities on an exchange or from another person at price $ 4.24 per share. | 24 Aug 2017 | 500 | 11,000 (0%) | 0% | 4.2 | 2,121 | Common Stock |
| Dennis M. McGrath | EVP & CFO | Purchase of securities on an exchange or from another person at price $ 4.12 per share. | 23 Aug 2017 | 500 | 7,000 (0%) | 0% | 4.1 | 2,059 | Common Stock |
| Dennis M. McGrath | EVP & CFO | Purchase of securities on an exchange or from another person at price $ 4.12 per share. | 23 Aug 2017 | 500 | 7,500 (0%) | 0% | 4.1 | 2,062 | Common Stock |
| Dennis M. McGrath | EVP & CFO | Purchase of securities on an exchange or from another person at price $ 3.90 per share. | 23 Aug 2017 | 500 | 6,500 (0%) | 0% | 3.9 | 1,952 | Common Stock |
| Dennis M. McGrath | EVP & CFO | Purchase of securities on an exchange or from another person at price $ 4.18 per share. | 23 Aug 2017 | 500 | 9,000 (0%) | 0% | 4.2 | 2,089 | Common Stock |
| Dennis M. McGrath | EVP & CFO | Purchase of securities on an exchange or from another person at price $ 4.17 per share. | 23 Aug 2017 | 500 | 8,500 (0%) | 0% | 4.2 | 2,085 | Common Stock |
| Dennis M. McGrath | EVP & CFO | Purchase of securities on an exchange or from another person at price $ 4.15 per share. | 23 Aug 2017 | 500 | 8,000 (0%) | 0% | 4.2 | 2,075 | Common Stock |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Aug 2017 | 1,200 | 57,977 (0%) | 0% | 0 | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Aug 2017 | 7,900 | 56,777 (0%) | 0% | 0 | Common Stock | |
| Dennis M. McGrath | EVP & CFO | Purchase of securities on an exchange or from another person at price $ 4.22 per share. | 21 Aug 2017 | 500 | 1,000 (0%) | 0% | 4.2 | 2,109 | Common Stock |
| Dennis M. McGrath | EVP & CFO | Purchase of securities on an exchange or from another person at price $ 4.09 per share. | 21 Aug 2017 | 500 | 500 (0%) | 0% | 4.1 | 2,046 | Common Stock |
| Dennis M. McGrath | EVP & CFO | Purchase of securities on an exchange or from another person at price $ 4.22 per share. | 21 Aug 2017 | 500 | 1,500 (0%) | 0% | 4.2 | 2,112 | Common Stock |
| Dennis M. McGrath | EVP & CFO | Purchase of securities on an exchange or from another person at price $ 4.25 per share. | 21 Aug 2017 | 500 | 6,000 (0%) | 0% | 4.3 | 2,125 | Common Stock |
| Dennis M. McGrath | EVP & CFO | Purchase of securities on an exchange or from another person at price $ 4.24 per share. | 21 Aug 2017 | 500 | 5,500 (0%) | 0% | 4.2 | 2,121 | Common Stock |
| Dennis M. McGrath | EVP & CFO | Purchase of securities on an exchange or from another person at price $ 4.24 per share. | 21 Aug 2017 | 500 | 5,000 (0%) | 0% | 4.2 | 2,121 | Common Stock |
| Dennis M. McGrath | EVP & CFO | Purchase of securities on an exchange or from another person at price $ 4.24 per share. | 21 Aug 2017 | 500 | 4,500 (0%) | 0% | 4.2 | 2,118 | Common Stock |
| Dennis M. McGrath | EVP & CFO | Purchase of securities on an exchange or from another person at price $ 4.15 per share. | 21 Aug 2017 | 500 | 4,000 (0%) | 0% | 4.1 | 2,074 | Common Stock |
| Dennis M. McGrath | EVP & CFO | Purchase of securities on an exchange or from another person at price $ 4.12 per share. | 21 Aug 2017 | 500 | 3,500 (0%) | 0% | 4.1 | 2,062 | Common Stock |
| Dennis M. McGrath | EVP & CFO | Purchase of securities on an exchange or from another person at price $ 4.24 per share. | 21 Aug 2017 | 500 | 3,000 (0%) | 0% | 4.2 | 2,121 | Common Stock |
| Dennis M. McGrath | EVP & CFO | Purchase of securities on an exchange or from another person at price $ 4.24 per share. | 21 Aug 2017 | 1,000 | 2,500 (0%) | 0% | 4.2 | 4,241 | Common Stock |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 21 Aug 2017 | 7,500 | 47,377 (0%) | 0% | 0 | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 21 Aug 2017 | 1,500 | 48,877 (0%) | 0% | 0 | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Aug 2017 | 8,400 | 39,877 (0%) | 0% | 0 | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Aug 2017 | 1,800 | 31 (0%) | 0% | 0 | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Aug 2017 | 100 | 44,600 | - | - | Warrants | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Aug 2017 | 100 | 44,700 | - | - | Warrants | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.20 per share. | 16 Aug 2017 | 500 | 28,877 (0%) | 0% | 3.2 | 1,600 | Common Stock |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.35 per share. | 16 Aug 2017 | 100 | 300 (0%) | 0% | 3.4 | 335 | Common Stock |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.30 per share. | 16 Aug 2017 | 100 | 200 (0%) | 0% | 3.3 | 330 | Common Stock |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.20 per share. | 16 Aug 2017 | 100 | 100 (0%) | 0% | 3.2 | 320 | Common Stock |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.30 per share. | 16 Aug 2017 | 285 | 285 (0%) | 0% | 3.3 | 941 | Common Stock |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.32 per share. | 16 Aug 2017 | 300 | 29,677 (0%) | 0% | 3.3 | 996 | Common Stock |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.29 per share. | 16 Aug 2017 | 400 | 29,377 (0%) | 0% | 3.3 | 1,316 | Common Stock |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.24 per share. | 16 Aug 2017 | 100 | 28,977 (0%) | 0% | 3.2 | 324 | Common Stock |
| David S. Battleman | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Aug 2017 | 40,000 | 40,000 | - | - | Stock Option (right to buy) | |
| Dennis M. McGrath | EVP & CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2017 | 250,000 | 250,000 | - | - | Employee Stock Option (Right to Buy) | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 Jan 2017 | 25,000 | 44,500 | - | - | Warrants | |
| Ira Scott Greenspan | Director, Ten Percent Owner | 31 Dec 2016 | 100 | 28,293 | - | - | Warrants | ||
| Ira Scott Greenspan | Director, Ten Percent Owner | 31 Dec 2016 | 320 | 28,293 | - | - | Warrants | ||
| Ira Scott Greenspan | Director, Ten Percent Owner | 31 Dec 2016 | 200 | 28,465 | - | - | Common Stock | ||
| Ira Scott Greenspan | Director, Ten Percent Owner | 31 Dec 2016 | 110 | 28,465 | - | - | Common Stock | ||
| Ira Scott Greenspan | Director, Ten Percent Owner | 31 Dec 2016 | 282 | 28,465 | - | - | Common Stock | ||
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 28 Nov 2016 | 1,000 | 26,600 | - | - | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 28 Nov 2016 | 1,777 | 28,377 | - | - | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Nov 2016 | 300 | 19,550 | - | - | Warrants | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Nov 2016 | 2,200 | 25,600 | - | - | Common Stock | |
| Joshua R. Lamstein | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 22 Nov 2016 | 100 | 100 | - | - | Warrants | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 Nov 2016 | 1,400 | 22,500 | - | - | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 Nov 2016 | 900 | 23,400 | - | - | Common Stock | |
| Joshua R. Lamstein | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 Nov 2016 | 100 | 100 | - | - | Common Stock | |
| Joshua R. Lamstein | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 Nov 2016 | 100 | 100 | - | - | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 01 Sep 2016 | 300 | 18,150 | - | - | Warrants | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 01 Sep 2016 | 500 | 18,650 | - | - | Warrants | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 01 Sep 2016 | 300 | 18,950 | - | - | Warrants | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 01 Sep 2016 | 200 | 19,150 | - | - | Warrants | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 01 Sep 2016 | 100 | 18,400 | - | - | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 01 Sep 2016 | 200 | 18,600 | - | - | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 01 Sep 2016 | 200 | 18,800 | - | - | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 01 Sep 2016 | 100 | 18,900 | - | - | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 01 Sep 2016 | 200 | 19,100 | - | - | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 01 Sep 2016 | 500 | 19,600 | - | - | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 01 Sep 2016 | 200 | 19,800 | - | - | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 Aug 2016 | 200 | 17,850 | - | - | Warrants | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 Aug 2016 | 400 | 18,300 | - | - | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Aug 2016 | 200 | 16,600 | - | - | Warrants | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Aug 2016 | 500 | 17,100 | - | - | Warrants | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Aug 2016 | 200 | 17,300 | - | - | Warrants | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Aug 2016 | 350 | 17,650 | - | - | Warrants | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Aug 2016 | 200 | 16,600 | - | - | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Aug 2016 | 800 | 17,400 | - | - | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Aug 2016 | 500 | 17,900 | - | - | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Aug 2016 | 100 | 19,250 | - | - | Warrants | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Aug 2016 | 300 | 20,100 | - | - | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Aug 2016 | 200 | 20,300 | - | - | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Aug 2016 | 200 | 20,500 | - | - | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Aug 2016 | 200 | 20,700 | - | - | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Aug 2016 | 200 | 20,900 | - | - | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Aug 2016 | 200 | 21,100 | - | - | Common Stock | |
| Richard F. Fitzgerald | CFO and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jun 2016 | 200 | 200 | - | - | Warrants | |
| Richard F. Fitzgerald | CFO and Secretary | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 01 Jun 2016 | 200 | 200 | - | - | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 27 May 2016 | 1,500 | 15,500 | - | - | Warrants | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 27 May 2016 | 900 | 16,400 | - | - | Warrants | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 27 May 2016 | 1,500 | 15,500 | - | - | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 27 May 2016 | 900 | 16,400 | - | - | Common Stock | |
| Richard F. Fitzgerald | CFO and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2016 | 100 | 100 | - | - | Warrants | |
| Richard F. Fitzgerald | CFO and Secretary | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 May 2016 | 100 | 100 | - | - | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 May 2016 | 2,500 | 12,500 | - | - | Warrants | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 May 2016 | 1,500 | 14,000 | - | - | Warrants | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 May 2016 | 2,500 | 12,500 | - | - | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 May 2016 | 1,500 | 14,000 | - | - | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 May 2016 | 2,900 | 8,000 | - | - | Warrants | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 May 2016 | 2,000 | 10,000 | - | - | Warrants | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 May 2016 | 2,900 | 8,000 | - | - | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 May 2016 | 2,000 | 10,000 | - | - | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 May 2016 | 1,400 | 3,400 | - | - | Warrants | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 May 2016 | 1,700 | 5,100 | - | - | Warrants | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 May 2016 | 1,400 | 3,400 | - | - | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 May 2016 | 1,700 | 5,100 | - | - | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 May 2016 | 400 | 400 | - | - | Warrants | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 May 2016 | 100 | 500 | - | - | Warrants | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 May 2016 | 1,500 | 2,000 | - | - | Warrants | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 May 2016 | 400 | 400 | - | - | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 May 2016 | 400 | 500 | - | - | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 May 2016 | 1,500 | 2,000 | - | - | Common Stock | |
| David Weild | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Apr 2016 | 97,554 | 97,554 | - | - | Employee Stock Option (Right to Buy) | |
| Richard F. Fitzgerald | CFO and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Apr 2016 | 125,000 | 125,000 | - | - | Employee Stock Option (Right to Buy) | |
| Ronald M. Sparks | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Apr 2016 | 97,554 | 97,554 | - | - | Employee Stock Option (Right to Buy) | |
| Ira Scott Greenspan | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Apr 2016 | 87,020 | 387,020 | - | - | Warrants | |
| Ira Scott Greenspan | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Apr 2016 | 125,000 | 125,000 | - | - | Warrants | |
| Ira Scott Greenspan | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Apr 2016 | 20,000 | 20,000 | - | - | Warrants | |
| Ira Scott Greenspan | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Apr 2016 | 97,554 | 97,554 | - | - | Employee Stock Option (Right to Buy) | |
| Ira Scott Greenspan | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Apr 2016 | 87,020 | 87,020 | - | - | Common Stock | |
| Ira Scott Greenspan | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Apr 2016 | 125,000 | 125,000 | - | - | Common Stock | |
| Ira Scott Greenspan | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Apr 2016 | 20,000 | 20,000 | - | - | Common Stock | |
| Brian J. DeGuzman | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Apr 2016 | 278,726 | 278,726 | - | - | Employee Stock Option (Right to Buy) | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Apr 2016 | 12,000 | 2,220,532 | - | - | Warrants | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Apr 2016 | 87,020 | 387,020 | - | - | Warrants | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Apr 2016 | 125,000 | 125,000 | - | - | Warrants | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Apr 2016 | 20,000 | 20,000 | - | - | Warrants | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Apr 2016 | 278,726 | 278,726 | - | - | Employee Stock Option (Right to Buy) | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Apr 2016 | 12,000 | 2,520,532 | - | - | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Apr 2016 | 87,020 | 87,020 | - | - | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Apr 2016 | 125,000 | 125,000 | - | - | Common Stock | |
| Lishan Aklog | Director, Chairman and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Apr 2016 | 20,000 | 20,000 | - | - | Common Stock | |
| Michael J. Glennon | Director, Vice Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Apr 2016 | 278,726 | 278,726 | - | - | Employee Stock Option (Right to Buy) | |
| James L. Cox | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Apr 2016 | 97,554 | 97,554 | - | - | Employee Stock Option (Right to Buy) | |
| Joshua R. Lamstein | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Apr 2016 | 97,554 | 97,554 | - | - | Employee Stock Option (Right to Buy) |